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Warren Yee
Chief Compliance Officer and Director of Operations
Bachelor of Business Administration
Warren graduated from National University with a B.A. in Business Administration. He makes sure Bridge Advisory is compliant with the rules and regulations that come with being an RIA, as well as manages all the internal and external operations.
“You should treat others the way you want to be treated yourself.”
What are some interesting facts about you?
When I go out to a restaurant, and they have a dish that I really like. I will try to make the same dish it at home.
What do you do at Bridge?
Compliance – I make sure Bridge Advisory and everyone on our team is compliant with all the Rules and Regulations that applies to us as an RIA. Operations – I manage and coordinate internal and external operations for Bridge.
What are your credentials/past experience, for working in your position?
I received my 1st broker securities series 7 license in 2002. I have been working in Compliance since 2005 through current in various compliance roles.
What’s your Archetype?
Consul ESFJ-A; Defender ISFJ-A
What do you like about working at Bridge?
Everyone is knowledgeable on what they do for their role and they make every effort with helping clients as much as they can. Working here feels like being with good friends and family.
What are the Bridge Advisory Core Values that drive you?
Bridge values that drive me are embracing change and being straightforward & accountable.
What do you enjoy doing when you are not working?
When I’m not working I enjoy going out to watch a movie or eat, cooking, and traveling.
What are you looking forward to?
I am looking forward to visiting places on my bucket list.
What makes you smile?
Seeing everyone happy and getting along makes me smile.
What would you do if you won the lottery?
If I won the lottery, I would take a luxury cruise around the world and donate money to cancer research.
What’s the best adventure you’ve taken? Or favorite place you’ve traveled to?
My best adventures were in Europe (UK, France, Italy, Greece, and Spain) and Asia (Singapore, Thailand, Vietnam, Hong Kong).